Mitsubishi UFJ Trust and Banking Corporation

• Principal Place of Business

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

  Web

  https://www.tr.mufg.jp/english

• Complaints Contact

  24 Lombard Street

  London

  EC3V 9AJ

  UNITED KINGDOM

  Phone

  +4402079292323

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ahmed Usman Uppal

  IRN AXU19463

  • SMF5 Head of Internal Audit (since 30 Oct 2019)
• Andreas Richter

  IRN AXR53182

  • [PRA CF] Significant risk taker or Material risk taker (since 13 Mar 2022)
  • [FCA CF] Material risk taker (since 13 Mar 2022)
  • [FCA CF] Client dealing (since 17 Mar 2020)
• Atsuhiro Matsuya

  IRN AXM05249

  • Director of firm who is not a certification employee or a SMF manager (1 Apr 2024 to 1 Apr 2026)
• Bronwen Monica Tegwen Simms

  IRN BXS00295

  • [FCA CF] Material risk taker (since 14 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 14 Apr 2022)
• Daiki Kobayashi

  IRN DXK00150

  • [FCA CF] Client dealing (12 Apr 2021 to 31 Oct 2025)
• David Barnett

  IRN DXB01437

  • SMF5 Head of Internal Audit (23 May 2016 to 2 Jan 2020)
• David Finbar Andrew O'Neill

  IRN DXO01090

  • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
  • CF26 Customer Trading (1 Mar 2007 to 31 Oct 2007)
• Eiji Katayama

  IRN EXK34802

  • Director of firm who is not a certification employee or a SMF manager (28 Jun 2016 to 28 Jun 2021)
• Eisuke Kikuchi

  IRN EXK67250

  • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2024 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Sep 2024 to 31 Mar 2025)
• Feargal Seamus Gunn

  IRN FXG00108

  • [FCA CF] Client dealing (since 25 Jun 2024)

No changes recorded yet.