Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 2 Aug 2019)
    • CF30 Customer (15 Dec 2010 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2002)
  • Mitsubishi UFJ Trust and Banking Corporation (no longer approved here)

    FRN 124708

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF26 Customer Trading (1 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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