Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Theo Sorensen

    IRN TJS01073

    • (285)CF21 Investment Adviser (11 Aug 2003 to 17 Dec 2003)
  • Thomas Alexander Edwards

    IRN TXE00018

    • (469)[FCA CF] Material risk taker (31 Mar 2021 to 25 Aug 2022)
    • (468)[FCA CF] Client dealing (26 Aug 2020 to 20 Nov 2023)
  • Thomas Alexander Levy

    IRN TXL00117

    • (407)[FCA CF] Client dealing (27 Apr 2021 to 4 Nov 2024)
  • Thomas Barnaby Ferguson

    IRN TXF00211

    • (364)[FCA CF] Client dealing (16 Jul 2024 to 6 Nov 2024)
  • Thomas Dickson

    IRN TXD00049

    • (386)[FCA CF] Client dealing (29 Sep 2023 to 27 Dec 2023)
  • Thomas Matthew Douglas Wright

    IRN TMW01025

    • (529)[FCA CF] Significant management (26 Aug 2020 to 15 Jan 2026)
    • (528)[FCA CF] Material risk taker (26 Aug 2020 to 15 Jan 2026)
    • (527)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (524)CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • (523)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (526)CF16 Significant Mgt (Desgntd Investment Business) (2 Jan 2003 to 31 Oct 2007)
    • (525)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Thomas Taylor

    IRN TXT01258

    • (203)CF30 Customer (18 Aug 2009 to 4 Dec 2014)
  • Tim Hakki

    IRN TXH01323

    • (550)[FCA CF] Manager of certification employee (26 Aug 2020 to 31 May 2021)
    • (549)[FCA CF] Material risk taker (26 Aug 2020 to 31 May 2021)
    • (548)[FCA CF] Client dealing (26 Aug 2020 to 31 May 2021)
    • (546)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (547)CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
  • Timothy Matthews

    IRN TXM00472

    • (376)[FCA CF] Client dealing (26 Jan 2024 to 30 May 2024)
  • Tomoko Nakagawa

    IRN TXN01064

    • (98)CF30 Customer (1 Nov 2007 to 2 Dec 2011)
    • (99)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (461)[FCA CF] Material risk taker

  2. controlled function added: (460)[FCA CF] Client dealing

  3. controlled function added: (459)[FCA CF] Client dealing

  4. controlled function added: (458)[FCA CF] Significant management

  5. controlled function added: (457)[FCA CF] Material risk taker

  6. controlled function added: (456)[FCA CF] CASS oversight function

  7. controlled function added: (455)[FCA CF] Significant management

  8. controlled function added: (454)[FCA CF] Material risk taker

  9. controlled function added: (453)[FCA CF] Significant management

  10. controlled function added: (452)[FCA CF] Manager of certification employee

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