Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (528)[FCA CF] Material risk taker (26 Aug 2020 to 15 Jan 2026)
- (529)[FCA CF] Significant management (26 Aug 2020 to 15 Jan 2026)
- (527)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
- (524)CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- (523)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- (526)CF16 Significant Mgt (Desgntd Investment Business) (2 Jan 2003 to 31 Oct 2007)
- (525)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (523)CF30 Customer at Novate Global Markets Limited
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controlled function added: (524)CF29 Significant management at Novate Global Markets Limited
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controlled function added: (525)CF21 Investment Adviser at Novate Global Markets Limited
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controlled function added: (526)CF16 Significant Mgt (Desgntd Investment Business) at Novate Global Markets Limited
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controlled function added: (527)[FCA CF] Client dealing at Novate Global Markets Limited
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controlled function added: (528)[FCA CF] Material risk taker at Novate Global Markets Limited
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controlled function added: (529)[FCA CF] Significant management at Novate Global Markets Limited