Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (528)[FCA CF] Material risk taker (26 Aug 2020 to 15 Jan 2026)
    • (529)[FCA CF] Significant management (26 Aug 2020 to 15 Jan 2026)
    • (527)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (524)CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • (523)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (526)CF16 Significant Mgt (Desgntd Investment Business) (2 Jan 2003 to 31 Oct 2007)
    • (525)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (523)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (524)CF29 Significant management at Novate Global Markets Limited

  3. controlled function added: (525)CF21 Investment Adviser at Novate Global Markets Limited

  4. controlled function added: (526)CF16 Significant Mgt (Desgntd Investment Business) at Novate Global Markets Limited

  5. controlled function added: (527)[FCA CF] Client dealing at Novate Global Markets Limited

  6. controlled function added: (528)[FCA CF] Material risk taker at Novate Global Markets Limited

  7. controlled function added: (529)[FCA CF] Significant management at Novate Global Markets Limited