Thomas Dickson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 1 Jan 2026)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- [FCA CF] Client dealing (11 Mar 2024 to 31 Dec 2025)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (386)[FCA CF] Client dealing (29 Sep 2023 to 27 Dec 2023)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2021)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (386)[FCA CF] Client dealing at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.