Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (548)[FCA CF] Client dealing (26 Aug 2020 to 31 May 2021)
    • (549)[FCA CF] Material risk taker (26 Aug 2020 to 31 May 2021)
    • (550)[FCA CF] Manager of certification employee (26 Aug 2020 to 31 May 2021)
    • (546)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (547)CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (546)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (547)CF21 Investment Adviser at Novate Global Markets Limited

  3. controlled function added: (548)[FCA CF] Client dealing at Novate Global Markets Limited

  4. controlled function added: (549)[FCA CF] Material risk taker at Novate Global Markets Limited

  5. controlled function added: (550)[FCA CF] Manager of certification employee at Novate Global Markets Limited