Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jade Lilah Widdows

    IRN JXW09186

    • (616)[FCA CF] Client dealing (26 Aug 2020 to 3 Jun 2021)
    • (615)CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Jade Norman

    IRN JXB02017

    • (244)CF21 Investment Adviser (29 Jun 2004 to 30 Nov 2004)
  • Jainul Haq

    IRN JXH01466

    • (29)CF21 Investment Adviser (4 Jun 2003 to 23 Oct 2003)
  • James Anthony Heyworth-Dunne

    IRN JAH01208

    • (25)CF17 Significant Mgt (Other Business Operations) (15 Mar 2002 to 9 Jul 2004)
  • James Blake

    IRN JWB01079

    • (270)CF30 Customer (12 Sep 2008 to 16 Jun 2010)
  • James Carter

    IRN JRC01193

    • (339)CF21 Investment Adviser (19 Nov 2004 to 3 Feb 2006)
  • James Patrick Mullally

    IRN JPM01121

    • (73)CF30 Customer (1 Nov 2007 to 3 Dec 2007)
    • (74)CF21 Investment Adviser (7 Mar 2003 to 31 Oct 2007)
  • Jan De Ridder Ralph

    IRN JDR01056

    • (635)CF30 Customer (7 Jul 2010 to 15 Apr 2011)
  • Janet Tse

    IRN JXT01232

    • (120)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
  • Javier Sierra-Solaz

    IRN JXS01854

    • (334)CF21 Investment Adviser (4 Aug 2003 to 15 Oct 2004)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (461)[FCA CF] Material risk taker

  2. controlled function added: (460)[FCA CF] Client dealing

  3. controlled function added: (459)[FCA CF] Client dealing

  4. controlled function added: (458)[FCA CF] Significant management

  5. controlled function added: (457)[FCA CF] Material risk taker

  6. controlled function added: (456)[FCA CF] CASS oversight function

  7. controlled function added: (455)[FCA CF] Significant management

  8. controlled function added: (454)[FCA CF] Material risk taker

  9. controlled function added: (453)[FCA CF] Significant management

  10. controlled function added: (452)[FCA CF] Manager of certification employee

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