Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG

    FRN 124920

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (29 Nov 2010 to 6 Mar 2016)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (270)CF30 Customer (12 Sep 2008 to 16 Jun 2010)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (270)CF30 Customer at Novate Global Markets Limited