Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 May 2009 to 8 Dec 2019)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
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- (339)CF21 Investment Adviser (19 Nov 2004 to 3 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (339)CF21 Investment Adviser at Novate Global Markets Limited