Javier Sierra-Solaz

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 29 May 2015)
    • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (18 Nov 2004 to 24 Apr 2006)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (334)CF21 Investment Adviser (4 Aug 2003 to 15 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (334)CF21 Investment Adviser at Novate Global Markets Limited