Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rafe William Eddington

    IRN RWE01014

    • (152)CF30 Customer (17 Dec 2009 to 31 Jul 2014)
  • Raffaele Fabretto

    IRN RXF01237

    • (317)CF21 Investment Adviser (25 Aug 2004 to 19 Dec 2006)
  • Raimondo Vaccarello

    IRN RXV01046

    • (335)CF30 Customer (13 May 2009 to 16 Jun 2009)
    • (336)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2005)
  • Rajkumar Dilipkumar Laungani

    IRN RDL01079

    • (505)[FCA CF] Material risk taker (31 Mar 2021 to 25 Aug 2022)
    • (504)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
    • (503)CF30 Customer (23 May 2011 to 8 Dec 2019)
  • Ramzan Ali Karmali

    IRN RAK01042

    • (173)CF21 Investment Adviser (15 Feb 2006 to 5 Sep 2006)
  • Raphael Shield

    IRN RXS02153

    • (578)[FCA CF] Significant management (25 Aug 2022 to 27 Mar 2024)
    • (576)[FCA CF] Material risk taker (31 Mar 2021 to 27 Mar 2024)
    • (575)[FCA CF] Client dealing (26 Aug 2020 to 27 Mar 2024)
    • (577)[FCA CF] Manager of certification employee (26 Aug 2020 to 27 Mar 2024)
    • (574)CF30 Customer (4 Oct 2010 to 8 Dec 2019)
  • Rashu Jindel

    IRN RXJ00069

    • (466)[FCA CF] Material risk taker (31 Mar 2021 to 25 Aug 2022)
    • (465)[FCA CF] Client dealing (26 Aug 2020 to 30 May 2023)
  • Ray Paul Winters

    IRN RPW01052

    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (7)SMF1 Chief Executive (since 9 Dec 2019)
    • (636)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (639)CF10 Compliance Oversight (1 Jul 2005 to 1 Jan 2006)
    • (638)CF11 Money Laundering Reporting (1 Jul 2005 to 1 Jan 2006)
    • (641)CF3 Chief Executive (29 Mar 2004 to 8 Dec 2019)
    • (642)CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • (640)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • (637)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Reshad Mohammed Mullboccus

    IRN RMM01121

    • (320)CF30 Customer (1 Nov 2007 to 24 Feb 2014)
    • (321)CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
  • Richard Alexander Hollingworth

    IRN RAH01247

    • (266)CF30 Customer (24 Apr 2008 to 22 Jul 2010)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (641)CF3 Chief Executive

  2. controlled function added: (640)CF8 Apportionment and Oversight

  3. controlled function added: (639)CF10 Compliance Oversight

  4. controlled function added: (638)CF11 Money Laundering Reporting

  5. controlled function added: (637)CF21 Investment Adviser

  6. controlled function added: (636)CF30 Customer

  7. controlled function added: (635)CF30 Customer

  8. controlled function added: (634)CF21 Investment Adviser

  9. controlled function added: (633)SMF9 Chair of the Governing Body

  10. controlled function added: (632)CF21 Investment Adviser

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