Ray Paul Winters

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novate Global Markets Limited

    FRN 124624

    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (7)SMF1 Chief Executive (since 9 Dec 2019)
    • (636)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (639)CF10 Compliance Oversight (1 Jul 2005 to 1 Jan 2006)
    • (638)CF11 Money Laundering Reporting (1 Jul 2005 to 1 Jan 2006)
    • (641)CF3 Chief Executive (29 Mar 2004 to 8 Dec 2019)
    • (640)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • (637)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (642)CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Novate Global Markets Limited

  2. controlled function removed: SMF1 Chief Executive at Novate Global Markets Limited

  3. controlled function added: (636)CF30 Customer at Novate Global Markets Limited

  4. controlled function added: (637)CF21 Investment Adviser at Novate Global Markets Limited

  5. controlled function added: (638)CF11 Money Laundering Reporting at Novate Global Markets Limited

  6. controlled function added: (639)CF10 Compliance Oversight at Novate Global Markets Limited

  7. controlled function added: (640)CF8 Apportionment and Oversight at Novate Global Markets Limited

  8. controlled function added: (641)CF3 Chief Executive at Novate Global Markets Limited

  9. controlled function added: (642)CF1 Director at Novate Global Markets Limited

  10. controlled function added: (6)SMF3 Executive Director at Novate Global Markets Limited

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