Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 2 Feb 2017)
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- CF30 Customer (9 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (21 Jul 2009 to 10 Aug 2015)
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- (335)CF30 Customer (13 May 2009 to 16 Jun 2009)
- (336)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (335)CF30 Customer at Novate Global Markets Limited
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controlled function added: (336)CF21 Investment Adviser at Novate Global Markets Limited