Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mitsubishi UFJ Trust and Banking Corporation
FRN 124708
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2024)
- [FCA CF] Material risk taker (since 5 Jul 2024)
- [FCA CF] Client dealing (since 12 Oct 2023)
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- [FCA CF] Manager of certification employee (17 May 2017 to 6 Mar 2018)
- [FCA CF] Client dealing (15 Feb 2017 to 5 Jul 2022)
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- (320)CF30 Customer (1 Nov 2007 to 24 Feb 2014)
- (321)CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (320)CF30 Customer at Novate Global Markets Limited
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controlled function added: (321)CF21 Investment Adviser at Novate Global Markets Limited