Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2024)
    • [FCA CF] Material risk taker (since 5 Jul 2024)
    • [FCA CF] Client dealing (since 12 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (17 May 2017 to 6 Mar 2018)
    • [FCA CF] Client dealing (15 Feb 2017 to 5 Jul 2022)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (320)CF30 Customer (1 Nov 2007 to 24 Feb 2014)
    • (321)CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (320)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (321)CF21 Investment Adviser at Novate Global Markets Limited