Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Mavrokordatos

    IRN GXM00421

    • (563)[FCA CF] Material risk taker (17 Feb 2022 to 30 Nov 2022)
    • (564)[FCA CF] Manager of certification employee (17 Feb 2022 to 30 Nov 2022)
    • (565)[FCA CF] Significant management (17 Feb 2022 to 30 Nov 2022)
  • George Thomas Webb

    IRN GXW00098

    • (412)[FCA CF] Material risk taker (8 Dec 2020 to 25 Feb 2024)
    • (413)[FCA CF] Significant management (8 Dec 2020 to 25 Feb 2024)
  • Gordon Webster

    IRN GXW01183

    • (191)CF21 Investment Adviser (3 Jun 2003 to 21 Oct 2004)
  • Grace Tin Tin Ling

    IRN GXL00281

    • (380)[FCA CF] Client dealing (15 Dec 2023 to 12 Jan 2024)
  • Grant Wiltshire

    IRN GXW01179

    • (286)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)
  • Gregory Williams

    IRN GXW19650

    • (622)SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2020)
    • (621)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Sep 2020)
    • (623)CF11 Money Laundering Reporting (19 Nov 2019 to 8 Dec 2019)
    • (624)CF10 Compliance Oversight (19 Nov 2019 to 8 Dec 2019)
  • Guillaume Fernand Marie Van Cauwenberghe

    IRN GFV01011

    • (485)[FCA CF] Client dealing (3 Jan 2025 to 15 Jan 2026)
    • (486)[FCA CF] Material risk taker (31 Mar 2021 to 2 Sep 2021)
    • (484)CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • Guo Rong Joel Leong

    IRN GXL00065

    • (459)[FCA CF] Client dealing (26 Aug 2020 to 7 Nov 2023)
  • Hae Song Choi

    IRN HXC00251

    • (374)[FCA CF] Client dealing (6 Jun 2023 to 15 Jan 2026)
  • Haidar Mohammed Saleem

    IRN HXS01220

    • (122)CF21 Investment Adviser (21 Nov 2002 to 4 Jan 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (641)CF3 Chief Executive

  2. controlled function added: (640)CF8 Apportionment and Oversight

  3. controlled function added: (639)CF10 Compliance Oversight

  4. controlled function added: (638)CF11 Money Laundering Reporting

  5. controlled function added: (637)CF21 Investment Adviser

  6. controlled function added: (636)CF30 Customer

  7. controlled function added: (635)CF30 Customer

  8. controlled function added: (634)CF21 Investment Adviser

  9. controlled function added: (633)SMF9 Chair of the Governing Body

  10. controlled function added: (632)CF21 Investment Adviser

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