Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (15 Jan 2010 to 3 Sep 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (24 Feb 2005 to 25 Apr 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (24 Feb 2005 to 25 Apr 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (122)CF21 Investment Adviser (21 Nov 2002 to 4 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (122)CF21 Investment Adviser at Novate Global Markets Limited