Grant Wiltshire

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 7 Sep 2021)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 7 Sep 2021)
Liquidnet Europe Limited
FRN 198039
- [FCA CF] Client dealing (since 9 Dec 2019)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (16 May 2019 to 8 Dec 2019)
Mizuho International plc (no longer approved here)
FRN 119256
- CF30 Customer (12 Dec 2008 to 6 Mar 2016)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (286)CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2007)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (286)CF21 Investment Adviser at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.