NOVA Wealth Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
20 Farringdon Street-LondonEC4A 4ABUNITED KINGDOM- Phone
- +442073900222
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Complaints Contact
20 Farringdon Street-LondonEC4A 4ABUNITED KINGDOM- Phone
- +442073900222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Professional, Retail (Investment)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Basic Pension Advice
For Professional, Retail (Investment), Stakeholder products
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jemma Louise Gibbons
IRN JLG01110
- [FCA CF] Client dealing (since 6 Mar 2026)
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Jennifer Laura Crichton
IRN JXC00854
- [FCA CF] Functions requiring qualifications (28 Mar 2022 to 23 Jun 2023)
- [FCA CF] Client dealing (28 Mar 2022 to 23 Jun 2023)
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Joseph Anthony Alexander McLean
IRN JAM01380
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- [FCA CF] Manager of certification employee (since 11 Jun 2024)
- SMF3 Executive Director (since 5 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (27 Sep 2017 to 8 Dec 2019)
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Joseph Kirk Checkley
IRN JXC09065
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 24 May 2021)
- [FCA CF] Functions requiring qualifications (since 24 May 2021)
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Joseph William Hunter
IRN JXH03293
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
- [FCA CF] Client dealing (since 20 Oct 2025)
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Lauren Elizabeth O'Loughlin
IRN LXO00081
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 11 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 11 Mar 2024)
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Luke Graham Battle
IRN LXB00867
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Dec 2025)
- [FCA CF] Client dealing (since 8 Dec 2025)
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Mark Jonathan Soonaye
IRN MJS01588
- CF1 Director (27 Sep 2017 to 28 Feb 2019)
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Mark Paul Williams
IRN MPW01117
- CF30 Customer (4 Apr 2019 to 8 Dec 2019)
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Matthew Masani
IRN MXM04769
- [FCA CF] Client dealing (since 11 Mar 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Shack Media Limited
FRN 1047524 · Appointed 26 Jan 2026
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.