Joseph Anthony Alexander McLean

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOVA Wealth Ltd

    FRN 778951

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Manager of certification employee (since 11 Jun 2024)
    • SMF3 Executive Director (since 5 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2017 to 8 Dec 2019)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (31 Oct 2023 to 27 Jun 2024)
  • Octopus Money Limited (no longer approved here)

    FRN 1004074

    • (3)Employed By (31 Oct 2023 to 27 Jun 2024)
  • OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 763630

    • [FCA CF] Manager of certification employee (11 Sep 2023 to 27 Jun 2024)
    • [FCA CF] Functions requiring qualifications (24 Jun 2023 to 27 Jun 2024)
    • [FCA CF] Client dealing (24 Jun 2023 to 27 Jun 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (15 Apr 2016 to 1 Sep 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 28 Nov 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Aug 2009 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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