Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 15 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
    • [FCA CF] Client dealing (since 29 Aug 2023)
  • OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 763630

    • [FCA CF] Client dealing (24 Jun 2023 to 22 Aug 2023)
    • [FCA CF] Functions requiring qualifications (24 Jun 2023 to 22 Aug 2023)
  • NOVA Wealth Ltd (no longer approved here)

    FRN 778951

    • [FCA CF] Client dealing (28 Mar 2022 to 23 Jun 2023)
    • [FCA CF] Functions requiring qualifications (28 Mar 2022 to 23 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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