Nova Capital Management Limited

Date authorised
1 April 2013
Companies House
02137771
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402079011760
    Web
    https://www.nova-cap.com

  • Complaints Contact

    Octagon Point
    5 Cheapside
    London
    EC2V 6AA
    UNITED KINGDOM
    Phone
    +4402079011760

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronald Joseph Foy

    IRN RJF01187

    • CF30 Customer (14 Jun 2014 to 8 Dec 2019)
  • Simon Geoffrey Coupe

    IRN SXC01284

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF27 Investment Management (4 Dec 2006 to 31 Oct 2007)
  • Simon Mark Bliss

    IRN SMB01161

    • CF2 Non Executive Director (5 Jan 2016 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 3 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF27 Investment Management (4 Dec 2006 to 31 Oct 2007)
    • CF13 Finance (26 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Jan 2006 to 21 Jul 2016)
    • CF10 Compliance Oversight (26 Jan 2006 to 21 Jul 2016)
    • CF1 Director (26 Jan 2006 to 1 Jan 2016)
  • Simon Mark Smith

    IRN SMS01094

    • CF30 Customer (1 Nov 2007 to 8 Sep 2015)
    • CF1 Director (30 Dec 2005 to 1 Oct 2014)
    • CF21 Investment Adviser (9 Mar 2005 to 31 Oct 2007)
  • Stephen Richard Hill

    IRN SRH01103

    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Oct 2002)
    • CF1 Director (1 Dec 2001 to 19 Jan 2003)
  • Thomas James Conlon

    IRN TJC01164

    • CF30 Customer (1 Oct 2009 to 8 Jan 2010)
  • Thomas William Leader

    IRN TWL01012

    • CF2 Non Executive Director (5 Jan 2016 to 5 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2017)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF1 Director (18 Jan 2006 to 1 Jan 2016)
    • CF27 Investment Management (18 Jan 2006 to 31 Oct 2007)
  • William Wyatt

    IRN WXW01097

    • CF2 Non Executive Director (24 Apr 2009 to 1 Oct 2014)
  • neelam amin

    IRN NXP01145

    • SMF3 Executive Director (since 26 Apr 2021)
    • CF30 Customer (14 Jul 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.