Simon Mark Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRI Wealth Management PLC (no longer approved here)

    FRN 122499

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2024)
    • CF2 Non Executive Director (21 Dec 2015 to 8 Dec 2019)
  • Nova Capital Management Limited (no longer approved here)

    FRN 143456

    • CF30 Customer (1 Nov 2007 to 8 Sep 2015)
    • CF1 Director (30 Dec 2005 to 1 Oct 2014)
    • CF21 Investment Adviser (9 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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