Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aztec Financial Services (UK) Limited
FRN 524081
- [FCA CF] Manager of certification employee (since 8 Mar 2023)
- [FCA CF] Significant management (since 8 Mar 2023)
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- CF30 Customer (23 Jan 2018 to 1 Sep 2021)
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- (4)Employed By (23 Jan 2018 to 1 Sep 2021)
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- CF2 Non Executive Director (5 Jan 2016 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 3 Dec 2017)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
- CF27 Investment Management (4 Dec 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (26 Jan 2006 to 21 Jul 2016)
- CF11 Money Laundering Reporting (26 Jan 2006 to 21 Jul 2016)
- CF13 Finance (26 Jan 2006 to 31 Oct 2007)
- CF1 Director (26 Jan 2006 to 1 Jan 2016)
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- CF28 Systems and controls (1 Nov 2007 to 3 Dec 2017)
- CF10 Compliance Oversight (16 Mar 2006 to 21 Jul 2016)
- CF11 Money Laundering Reporting (16 Mar 2006 to 21 Jul 2016)
- CF1 Director (26 Jan 2006 to 3 Dec 2017)
- CF13 Finance (26 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Antenna Capital Partners LLP
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controlled function added: (4)Employed By at Antenna Capital Partners LLP