Aztec Financial Services (UK) Limited

Date authorised
1 April 2013
Companies House
05702040
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aztec Financial Services UK Ltd
    Forum 4 Solent Business Park
    Parkway South
    Whiteley
    Fareham
    Hampshire
    PO15 7AD
    UNITED KINGDOM
    Phone
    +442382022300
    Web
    https://aztec.group

  • Complaints Contact

    Aztec Financial Services UK Ltd
    Forum 4 Solent Business Park
    Parkway South
    Whiteley
    Fareham
    Hampshire
    PO15 7AD
    UNITED KINGDOM
    Phone
    +442382022300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 3 limitations
    • · The firm can perform only the depositary functions specified.
    • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
    • · The firm may act as trustee or depositary of non-EEA AIFs.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Commodity option and option on commodity future, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aimee Miller

    IRN AXM03735

    • [FCA CF] Significant management (22 Aug 2023 to 31 Dec 2023)
  • Alan Fraser Ross

    IRN AFR01042

    • CF1 Director (18 Nov 2010 to 4 Oct 2012)
    • CF11 Money Laundering Reporting (18 Nov 2010 to 4 Oct 2012)
    • CF10 Compliance Oversight (18 Nov 2010 to 4 Oct 2012)
  • Andrew Robert Brizell

    IRN ARB01278

    • CF29 Significant management (1 Jun 2013 to 28 Apr 2016)
  • Barrie James Stewart

    IRN BXS00587

    • [FCA CF] Significant management (since 21 Jul 2025)
  • Carly Taylor

    IRN CXT00360

    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • [FCA CF] Significant management (since 17 Oct 2022)
  • Carol Anne Scott Wilson

    IRN CAW01184

    • CF1 Director (26 Aug 2011 to 3 Apr 2013)
  • Charles Rhys Meering

    IRN CXM01639

    • [FCA CF] Significant management (since 21 Jul 2025)
  • Charlotte Katherine Evans

    IRN CXE00227

    • [FCA CF] Significant management (since 5 Sep 2024)
  • Christopher Ian Stamper

    IRN CIS01012

    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
    • CF1 Director (19 May 2016 to 8 Dec 2019)
  • Dale Louis Gordon

    IRN DXG07368

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Sep 2025)
    • SMF16 Compliance Oversight (since 10 Sep 2025)
    • [FCA CF] Significant management (since 22 Jun 2020)
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Recent activity

Updates to this firm's record on the FCA register.

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