Date authorised
2 August 2021
Companies House
12839913
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Throgmorton Avenue
    London
    EC2N 2DG
    UNITED KINGDOM
    Phone
    +442039546010
  • Complaints Contact

    Second floor
    2 Throgmorton Avenue
    London
    EC2N 2DG
    UNITED KINGDOM
    Phone
    +447530292291

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Fullerton

    IRN AXF01856

    • SMF3 Executive Director (since 2 Aug 2021)
  • Haydn Brooks

    IRN HXB01450

    • SMF3 Executive Director (since 2 Aug 2021)
  • Jonathan Marc Reid

    IRN JXR13711

    • SMF16 Compliance Oversight (2 Aug 2021 to 25 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Aug 2021 to 25 Nov 2021)
  • Laura Whetstone

    IRN LXW01387

    • SMF3 Executive Director (since 2 Aug 2021)
  • Mark Butterworth

    IRN MXB53246

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jul 2025)
    • SMF16 Compliance Oversight (since 23 Jul 2025)
  • Stacy Mann

    IRN SXM00973

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2022 to 19 Jun 2025)
    • SMF16 Compliance Oversight (29 Mar 2022 to 19 Jun 2025)
  • Thomas Eyles

    IRN TXE01158

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2021)
    • SMF3 Executive Director (since 2 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.