Haydn Brooks

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lathe & Co Wealth Advisers Ltd

    FRN 838186

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 25 Sep 2024)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
    • CF1 Director (6 Aug 2019 to 8 Dec 2019)
  • Nother Portfolio Services Ltd

    FRN 940452

    • SMF3 Executive Director (since 2 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (17 Jan 2018 to 2 Aug 2019)
    • CF30 Customer (17 Jan 2018 to 2 Aug 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (17 Jan 2018 to 2 Aug 2019)
  • Lathe & Co Wealth Advisers Ltd (no longer approved here)

    FRN 798222

    • Employed By (17 Jan 2018 to 2 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.