Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 25 Sep 2024)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2021)
    • SMF3 Executive Director (since 2 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (16 Jan 2018 to 2 Aug 2019)
    • CF30 Customer (16 Jan 2018 to 2 Aug 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (16 Jan 2018 to 2 Aug 2019)
  • Lathe & Co Wealth Advisers Ltd (no longer approved here)

    FRN 798222

    • Employed By (16 Jan 2018 to 2 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.