Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nother Portfolio Services Ltd (no longer approved here)

    FRN 940452

    • SMF16 Compliance Oversight (2 Aug 2021 to 25 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Aug 2021 to 25 Nov 2021)
  • Lathe & Co Wealth Advisers Ltd (no longer approved here)

    FRN 838186

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Nov 2021)
    • CF10 Compliance Oversight (6 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.