Northlight Group LLP

• Principal Place of Business

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075189230

  Web

  https://www.northlight.co.uk

• Complaints Contact

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075189230

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Lee Griffin

  IRN JLG01078

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2020)
  • CF10 Compliance Oversight (17 Jul 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Jul 2014 to 8 Dec 2019)
• Katerina Tchakalska

  IRN KXT01433

  • [FCA CF] Significant management (since 5 May 2025)
• Kent Charles Claxton

  IRN KCC01012

  • [FCA CF] Client dealing (28 Jul 2023 to 30 Apr 2025)
  • [FCA CF] Significant management (28 Jul 2023 to 30 Apr 2025)
  • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
• Luis Francisco Menezes Cabral

  IRN LXC00516

  • [FCA CF] Client dealing (28 Jul 2023 to 31 Dec 2024)
• Nicolas Peter Mueller

  IRN NPM01038

  • SMF16 Compliance Oversight (since 8 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • CF4 Partner (22 Apr 2013 to 8 Dec 2019)
• Sean Callahan

  IRN SXC01035

  • [FCA CF] Client dealing (since 28 Jul 2023)
  • [FCA CF] Significant management (since 28 Jul 2023)
• Shahar Zer

  IRN SXZ01030

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
• Shane Quinn

  IRN SXQ00055

  • [FCA CF] Material risk taker (since 28 Jul 2023)
  • [FCA CF] Significant management (since 28 Jul 2023)
• Victoria Chapman

  IRN VXC01048

  • CF30 Customer (10 Jun 2014 to 31 Jan 2015)
• William Arthur Wall

  IRN WAW01037

  • CF30 Customer (23 Apr 2015 to 8 Dec 2019)

No changes recorded yet.