Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northlight Group LLP
FRN 506925
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (15 Apr 2013 to 8 Dec 2019)
- CF30 Customer (15 Apr 2013 to 8 Dec 2019)
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- CF30 Customer (22 Jun 2012 to 22 Aug 2013)
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- CF30 Customer (19 Aug 2009 to 27 Jun 2012)
- CF1 Director (AR) (19 Aug 2009 to 27 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.