Northland Capital Partners Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
37 Maddox StreetLondonWestminsterW1S 2PPUNITED KINGDOM- Phone
- +4402034700470
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Complaints Contact
37 Maddox StreetLondonW1S 2PPUNITED KINGDOM- Phone
- +4407444030592
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Anthony Monk
IRN AAM01054
- CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- CF1 Director (5 Mar 2007 to 13 Jan 2009)
- CF8 Apportionment and Oversight (5 Mar 2007 to 31 Oct 2007)
- CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
- CF3 Chief Executive (5 Mar 2007 to 13 Jan 2009)
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Andrew Christopher Roberts
IRN ACR01043
- CF1 Director (26 Aug 2009 to 3 Jun 2011)
- CF30 Customer (1 Nov 2007 to 3 Jun 2011)
- CF28 Systems and controls (1 Nov 2007 to 8 Jan 2009)
- CF11 Money Laundering Reporting (21 Mar 2005 to 25 Mar 2008)
- CF10 Compliance Oversight (21 Mar 2005 to 22 Jul 2008)
- CF13 Finance (2 May 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Andrew Joseph Raca
IRN AXR01381
- CF30 Customer (6 Nov 2007 to 31 Aug 2009)
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Andrew Mark Bennet Simpson
IRN AMS01374
- CF1 Director (AR) (26 Aug 2011 to 30 Apr 2013)
- CF30 Customer (26 Aug 2011 to 30 Apr 2013)
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Andrew McGeary
IRN AXM01694
- CF30 Customer (13 Sep 2010 to 10 Apr 2015)
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Andrew Parkin Smith
IRN APS01083
- CF30 Customer (1 Nov 2007 to 28 Feb 2010)
- CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
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Andrew Paul Hanson
IRN APH01097
- CF30 Customer (14 Sep 2009 to 22 May 2013)
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Andrew Paul Rowell
IRN APR01102
- CF30 Customer (27 Jun 2008 to 3 Jun 2009)
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Anthony Edward Williams
IRN AEW01037
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2002)
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Anthony Hugh Rich
IRN AHR01022
- CF30 Customer (11 May 2011 to 24 Nov 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Patersons Securities UK Limited (no longer appointed)
FRN 562547 · Appointed 17 Aug 2011 · Until 21 Nov 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.