Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (17 Jun 2022 to 25 Oct 2022)
    • CF1 Director (18 Nov 2010 to 8 Dec 2019)
    • CF3 Chief Executive (18 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2010 to 8 Dec 2019)
  • Benjiami Limited (no longer approved here)

    FRN 826685

    • Employed By (17 Jun 2022 to 25 Oct 2022)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF1 Director (5 Mar 2007 to 13 Jan 2009)
    • CF8 Apportionment and Oversight (5 Mar 2007 to 31 Oct 2007)
    • CF3 Chief Executive (5 Mar 2007 to 13 Jan 2009)
    • CF21 Investment Adviser (5 Mar 2007 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (1 Nov 2007 to 14 Jan 2009)
    • CF8 Apportionment and Oversight (9 Mar 2007 to 31 Oct 2007)
    • CF1 Director (9 Mar 2007 to 14 Jan 2009)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF3 Chief Executive (9 Mar 2007 to 14 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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