Northcross Capital LLP

• Principal Place of Business

  Northcross Capital LLP

  1 Love Lane

  London

  City Of London

  EC2V 7JN

  UNITED KINGDOM

  Phone

  +4402075832529

  Web

  https://www.northcrosscapital.com

• Complaints Contact

  Northcross Capital LLP

  1 Love Lane

  London

  City Of London

  EC2V 7JN

  UNITED KINGDOM

  Phone

  +4402075832529

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Alan Barclay

  IRN AXB02293

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
• Can Bitirim

  IRN CXB01242

  • [FCA CF] Client dealing (since 14 Feb 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2005 to 8 Dec 2019)
  • CF26 Customer Trading (26 Oct 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (26 Oct 2005 to 20 Sep 2013)
• Chris Sanders

  IRN CXS00262

  • [FCA CF] Client dealing (since 31 Mar 2020)
• David Allen Vriesenga

  IRN DAV01033

  • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2014)
  • CF13 Finance (26 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (26 Oct 2005 to 15 Sep 2014)
• David Joseph Hynes

  IRN DJH01195

  • CF10 Compliance Oversight (10 Apr 2013 to 7 Jan 2019)
  • CF30 Customer (1 Nov 2007 to 7 Jan 2019)
  • CF3 Chief Executive (26 Oct 2005 to 7 Jan 2019)
  • CF27 Investment Management (26 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (26 Oct 2005 to 7 Jan 2019)
  • CF8 Apportionment and Oversight (26 Oct 2005 to 31 Oct 2007)
• Dina Khandalavala

  IRN DXK01114

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ella Christie

  IRN EHC01023

  • [FCA CF] Client dealing (since 17 Nov 2025)
• James Douglas

  IRN JJD01120

  • [FCA CF] Client dealing (since 8 Jan 2025)
• Jason Paul Van Praagh

  IRN JPV01002

  • [FCA CF] Client dealing (since 14 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
  • CF26 Customer Trading (26 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (26 Oct 2005 to 8 Dec 2019)
• Jonathan Charles Johnstone

  IRN JCJ01014

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)

No changes recorded yet.