Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (26 Oct 2005 to 8 Dec 2019)
    • CF26 Customer Trading (26 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2004)
    • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.