Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northcross Capital LLP
FRN 435490
- [FCA CF] Client dealing (since 14 Feb 2024)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (26 Oct 2005 to 31 Oct 2007)
- CF4 Partner (26 Oct 2005 to 8 Dec 2019)
- CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (26 Oct 2005 to 20 Sep 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.