Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northcross Capital LLP (no longer approved here)

    FRN 435490

    • CF10 Compliance Oversight (10 Apr 2013 to 7 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2019)
    • CF3 Chief Executive (26 Oct 2005 to 7 Jan 2019)
    • CF27 Investment Management (26 Oct 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (26 Oct 2005 to 7 Jan 2019)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF27 Investment Management (30 Jan 2004 to 5 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.