North Asset Management LLP

Date authorised
1 April 2013
Companies House
OC302606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    47 Chester Row
    London
    SW1W 8JL
    UNITED KINGDOM
    Phone
    +4402075907600
    Web
    https://www.northasset.com

  • Complaints Contact

    47 Chester Row
    London
    SW1W 8JL
    UNITED KINGDOM
    Phone
    +4402075907600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandros Haidas

    IRN AXH01304

    • CF21 Investment Adviser (4 May 2006 to 13 Aug 2007)
  • Alper Gocer

    IRN AXG01778

    • CF30 Customer (1 Nov 2007 to 14 Dec 2011)
    • CF27 Investment Management (21 Feb 2007 to 31 Oct 2007)
  • Andrew John Harrower

    IRN AJH01297

    • CF30 Customer (1 Nov 2007 to 14 Jul 2011)
    • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
  • Annabel Margaret Littlewood

    IRN AML01069

    • SMF16 Compliance Oversight (since 30 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Jul 2019 to 8 Dec 2019)
  • Bechara Habib Madi

    IRN BHM01011

    • CF27 Investment Management (27 Feb 2003 to 31 Aug 2005)
    • CF4 Partner (18 Oct 2002 to 31 Aug 2005)
  • Belinda Lucy Godwin

    IRN BLG01009

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2020)
    • CF11 Money Laundering Reporting (18 Oct 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Oct 2002 to 8 Dec 2019)
    • CF4 Partner (18 Oct 2002 to 8 Dec 2019)
  • Charlotte Hervouet

    IRN CXH01885

    • SMF27 Partner (9 Dec 2019 to 13 Jul 2021)
    • CF4 Partner (25 Feb 2015 to 8 Dec 2019)
  • Efstratios Sarantinos

    IRN EXS01272

    • CF21 Investment Adviser (12 Apr 2006 to 31 Dec 2006)
  • Garth Warner Appelt

    IRN GXA01075

    • CF26 Customer Trading (26 Oct 2002 to 1 Aug 2003)
    • CF4 Partner (18 Oct 2002 to 1 Aug 2003)
  • George Eugene John Papamarkakis

    IRN GEP01023

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (18 Jul 2003 to 31 Oct 2007)
    • CF26 Customer Trading (26 Oct 2002 to 17 May 2005)
    • CF3 Chief Executive (18 Oct 2002 to 31 Aug 2007)
    • CF4 Partner (18 Oct 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Oct 2002 to 31 Aug 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.