Date authorised
1 April 2013
Companies House
OC302606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    47 Chester Row
    London
    SW1W 8JL
    UNITED KINGDOM
    Phone
    +4402075907600
  • Complaints Contact

    47 Chester Row
    London
    SW1W 8JL
    UNITED KINGDOM
    Phone
    +4402075907600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgi Ivanov Georgiev

    IRN GIG01003

    • CF21 Investment Adviser (22 Jul 2005 to 31 Aug 2007)
  • Gerard Joseph Gardner

    IRN GJG01042

    • CF30 Customer (9 May 2008 to 31 Dec 2009)
    • CF4 Partner (9 May 2008 to 31 Dec 2009)
  • Gokhan Akan

    IRN GXA01084

    • CF4 Partner (20 May 2008 to 31 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF27 Investment Management (27 Feb 2003 to 31 Oct 2007)
  • Jack Joseph Masri

    IRN JJM01102

    • CF27 Investment Management (18 Oct 2002 to 31 Mar 2003)
    • CF4 Partner (18 Oct 2002 to 31 Mar 2003)
  • Jonathan David Kale

    IRN JDK01062

    • CF30 Customer (14 Mar 2013 to 3 Oct 2014)
  • Michael John Carras

    IRN MJC01612

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (1 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (6 Jul 2012 to 8 Dec 2019)
  • Muhammad Omer Suleman

    IRN MOS01012

    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Naresh Ashok Bhatia

    IRN BXN01081

    • CF27 Investment Management (2 Jun 2005 to 10 Feb 2006)
  • Naresh Kumar Bansal

    IRN NKB01022

    • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
  • Nicol Allan D'Onofrio

    IRN NAD01047

    • SMF27 Partner (9 Dec 2019 to 9 Apr 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
    • CF4 Partner (18 Oct 2002 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.