Nicol Allan D'Onofrio

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF1 Director (AR) (12 Jan 2022 to 20 Feb 2024)
    • CF30 Customer (12 Jan 2022 to 20 Feb 2024)
    • [FCA CF] Significant management (22 Oct 2021 to 20 Feb 2024)
    • [FCA CF] Client dealing (22 Oct 2021 to 20 Feb 2024)
  • North Asset Management LLP (no longer approved here)

    FRN 216765

    • SMF1 Chief Executive (9 Dec 2019 to 9 Apr 2020)
    • SMF27 Partner (9 Dec 2019 to 9 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
    • CF4 Partner (18 Oct 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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