Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Asset Management LLP (no longer approved here)

    FRN 216765

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Dec 2020)
    • CF10 Compliance Oversight (18 Oct 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2002 to 8 Dec 2019)
    • CF4 Partner (18 Oct 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.