Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Asset Management LLP
FRN 216765
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
- CF27 Investment Management (18 Jul 2003 to 31 Oct 2007)
- CF26 Customer Trading (26 Oct 2002 to 17 May 2005)
- CF8 Apportionment and Oversight (18 Oct 2002 to 31 Aug 2007)
- CF4 Partner (18 Oct 2002 to 8 Dec 2019)
- CF3 Chief Executive (18 Oct 2002 to 31 Aug 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.