Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Tim James Owens

  IRN TXO01060

  • [FCA CF] Significant management (9 Apr 2021 to 19 Dec 2023)
  • [FCA CF] Client dealing (1 Nov 2016 to 19 Dec 2023)
  • [FCA CF] Manager of certification employee (1 Nov 2016 to 19 Dec 2023)
  • [FCA CF] Material risk taker (1 Nov 2016 to 19 Dec 2023)
  • CF30 Customer (18 Dec 2014 to 6 Mar 2016)
• Timothy Bloomfield

  IRN TXB01083

  • CF30 Customer (12 Nov 2009 to 9 Oct 2015)
• Timothy Ellerton

  IRN TXE01090

  • [FCA CF] Material risk taker (15 Apr 2020 to 20 Oct 2022)
  • [FCA CF] Client dealing (18 Mar 2020 to 20 Oct 2022)
• Timothy John Hotson

  IRN TJH01089

  • [FCA CF] Client dealing (19 Feb 2020 to 1 Dec 2025)
  • [FCA CF] Material risk taker (19 Feb 2020 to 5 Nov 2025)
• Timothy John Maurice Vaughan

  IRN TJV01007

  • CF15 Internal Audit (1 Dec 2001 to 3 Jun 2006)
• Timothy Paul Harris

  IRN TPH01019

  • CF30 Customer (12 Nov 2009 to 12 Oct 2011)
• Tin Po Timothy Chan

  IRN TXC00391

  • [FCA CF] Client dealing (since 20 Nov 2023)
• Tina Kohli

  IRN TXK00102

  • [FCA CF] Significant management (since 12 Apr 2021)
• Tina Rydberg

  IRN THR01010

  • [FCA CF] Client dealing (since 9 Jul 2024)
  • [FCA CF] Material risk taker (since 25 Nov 2019)
  • [FCA CF] Manager of certification employee (since 18 Mar 2019)
• Tinatini Iaganashvili

  IRN TXI00077

  • [FCA CF] Client dealing (since 21 Aug 2025)

No changes recorded yet.