Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (19 Feb 2020 to 1 Dec 2025)
    • [FCA CF] Material risk taker (19 Feb 2020 to 5 Nov 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (19 Feb 2020 to 5 Nov 2025)
    • [FCA CF] Client dealing (19 Feb 2020 to 1 Dec 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Feb 2020)
    • CF30 Customer (15 Feb 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.