Tim James Owens

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (9 Apr 2021 to 19 Dec 2023)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 19 Dec 2023)
    • [FCA CF] Material risk taker (1 Nov 2016 to 19 Dec 2023)
    • [FCA CF] Client dealing (1 Nov 2016 to 19 Dec 2023)
    • CF30 Customer (27 Apr 2012 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (9 Apr 2021 to 19 Dec 2023)
    • [FCA CF] Material risk taker (1 Nov 2016 to 19 Dec 2023)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 19 Dec 2023)
    • [FCA CF] Client dealing (1 Nov 2016 to 19 Dec 2023)
    • CF30 Customer (18 Dec 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 26 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 26 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.