Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Takumi Shibata

  IRN TXS01185

  • CF2 Non Executive Director (1 Dec 2001 to 17 May 2002)
• Talal Alexander Iliya

  IRN TXI00061

  • [FCA CF] Manager of certification employee (16 Feb 2024 to 30 Apr 2024)
  • [FCA CF] Client dealing (16 Feb 2024 to 30 Apr 2024)
• Tamsin Macdonald

  IRN TXM00430

  • [FCA CF] Significant management (18 Apr 2024 to 20 Oct 2025)
• Tareck Safi

  IRN TXS01137

  • [FCA CF] Material risk taker (since 13 Nov 2025)
  • [FCA CF] Manager of certification employee (since 15 Jul 2025)
  • [FCA CF] Client dealing (since 27 Mar 2025)
• Tariq Adam Malik

  IRN TAM33648

  • [FCA CF] Material risk taker (12 Apr 2024 to 23 Sep 2024)
  • [FCA CF] Client dealing (12 Apr 2024 to 23 Sep 2024)
  • [FCA CF] Manager of certification employee (4 Mar 2024 to 17 Sep 2025)
• Tarun Meena

  IRN TXM00592

  • [FCA CF] Client dealing (since 15 Aug 2024)
• Tatiana Sergeevna Poliakova

  IRN TSP01029

  • [FCA CF] Manager of certification employee (25 May 2017 to 28 May 2019)
  • [FCA CF] Client dealing (25 May 2017 to 28 May 2019)
  • [FCA CF] Material risk taker (25 May 2017 to 28 May 2019)
• Tegan Ruth Hull

  IRN TXH00251

  • [FCA CF] Client dealing (since 11 Feb 2022)
• Terence Darren Learmouth

  IRN TDL01026

  • [FCA CF] Manager of certification employee (16 Nov 2022 to 31 Jan 2023)
  • [FCA CF] Significant management (7 Apr 2021 to 31 Jan 2023)
  • [FCA CF] Material risk taker (22 Jan 2020 to 31 Jan 2023)
  • SMF24 Chief Operations (19 Nov 2018 to 14 Jan 2020)
  • SMF18 Other Overall Responsibility (27 Apr 2016 to 19 Nov 2018)
• Teresa Jane Broughton

  IRN TJB01126

  • CF29 Significant management (1 Nov 2007 to 16 Mar 2009)
  • CF20 Significant Mgt (Settlements) (18 Jul 2003 to 31 Oct 2007)

No changes recorded yet.