Tariq Adam Malik

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 31 Jan 2024)
    • [FCA CF] Material risk taker (since 25 Oct 2023)
    • [FCA CF] Client dealing (since 8 May 2019)
    • [FCA CF] Manager of certification employee (since 8 May 2019)
    • [FCA CF] Material risk taker (27 Jan 2020 to 13 Oct 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (12 Apr 2024 to 23 Sep 2024)
    • [FCA CF] Material risk taker (12 Apr 2024 to 23 Sep 2024)
    • [FCA CF] Manager of certification employee (4 Mar 2024 to 17 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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