Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (16 Nov 2022 to 31 Jan 2023)
    • [FCA CF] Significant management (7 Apr 2021 to 31 Jan 2023)
    • [FCA CF] Material risk taker (22 Jan 2020 to 31 Jan 2023)
    • SMF24 Chief Operations (19 Nov 2018 to 14 Jan 2020)
    • SMF18 Other Overall Responsibility (27 Apr 2016 to 19 Nov 2018)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (7 Apr 2021 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (20 May 2020 to 31 Jan 2023)
    • [FCA CF] Material risk taker (22 Jan 2020 to 31 Jan 2023)
    • SMF24 Chief Operations (19 Nov 2018 to 14 Jan 2020)
    • SMF18 Other Overall Responsibility (27 Apr 2016 to 19 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.