Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sophia Eleanor Rozza

  IRN SER01041

  • [FCA CF] Client dealing (15 Mar 2017 to 17 Sep 2019)
• Sophie Marie Christine Janssen

  IRN SXJ53643

  • [FCA CF] Client dealing (15 Dec 2017 to 13 Aug 2021)
• Soroosh Shambayati

  IRN SXS01498

  • CF30 Customer (15 Jul 2009 to 12 Aug 2011)
• Soulaima Safwan Zock

  IRN SXZ00093

  • [FCA CF] Client dealing (since 25 Sep 2023)
• Stefan Martin Auerweck

  IRN SMA01105

  • [FCA CF] Manager of certification employee (since 4 Jul 2025)
  • [FCA CF] Material risk taker (since 30 Oct 2024)
  • [FCA CF] Client dealing (since 30 May 2024)
• Stefan Regli

  IRN STR01020

  • CF30 Customer (10 Jul 2012 to 25 Jul 2013)
• Stefanos Theodorakakos

  IRN SXT01511

  • [FCA CF] Material risk taker (since 11 Nov 2025)
  • [FCA CF] Manager of certification employee (since 11 Nov 2022)
• Stella Katharine Galila Sheriff

  IRN SKS01096

  • [FCA CF] Client dealing (14 Apr 2024 to 13 Aug 2024)
• Stephan Bauer

  IRN SXB01968

  • [FCA CF] Manager of certification employee (since 7 Jul 2019)
  • [FCA CF] Client dealing (since 2 Nov 2016)
  • [FCA CF] Material risk taker (2 Nov 2016 to 9 Oct 2022)
  • CF30 Customer (28 Jan 2013 to 6 Mar 2016)
• Stephane Georges Zebouni

  IRN SXZ01056

  • [FCA CF] Client dealing (since 1 Nov 2016)
  • [FCA CF] Manager of certification employee (since 1 Nov 2016)
  • [FCA CF] Material risk taker (since 1 Nov 2016)
  • CF30 Customer (29 May 2013 to 6 Mar 2016)

No changes recorded yet.