Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 11 Nov 2025)
- [FCA CF] Manager of certification employee (since 21 Apr 2021)
- [FCA CF] Client dealing (since 17 Jul 2020)
- [FCA CF] Material risk taker (17 Jul 2020 to 9 Oct 2022)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 11 Nov 2025)
- [FCA CF] Manager of certification employee (since 11 Nov 2022)
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- [FCA CF] Client dealing (2 Jul 2018 to 3 Jul 2020)
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- CF30 Customer (18 Mar 2008 to 22 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.