Stefan Martin Auerweck

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 4 Jul 2025)
    • [FCA CF] Material risk taker (since 30 Oct 2024)
    • [FCA CF] Client dealing (since 30 May 2024)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 4 Jul 2025)
    • [FCA CF] Material risk taker (since 30 Oct 2024)
    • [FCA CF] Client dealing (since 30 May 2024)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Material risk taker (1 Nov 2023 to 23 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2023 to 23 Jan 2024)
    • [FCA CF] Client dealing (1 Nov 2023 to 23 Jan 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (2 Aug 2019 to 18 Dec 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 4 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jan 2024)
    • CF30 Customer (27 Jul 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (9 May 2013 to 19 May 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (9 May 2013 to 19 May 2015)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (11 Apr 2013 to 30 Apr 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Nov 2010 to 22 Jan 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (15 Oct 2008 to 25 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.